Sarasota County Bar Association
Manatee Chamber of Comerce

Unauthorized Trading

Unauthorized trading is a serious issue. This means that investment purchases are made in an investors account without authorization. Sometimes, the investor does not even have knowledge of the transaction.

It’s important that you keep your trading account up to date and organized. Keep track of your transactions and verify all information on a periodic basis.

If you do see irregularities, contact your attorney. They can help you file a FINRA complaint, and initiate a claim if necessary.

Client Reviews
"My experience with Brad has been incredible. He has represented me on several issues over the last two years. He is always available to meet or talk about your case. He seems to really care about his client and doing all he can to get the best out come possible. Also his staff is client orientated and very helpful. Brad is more then my attorney, he is my friend. Brad is not your typical lawyer, he really cares about his client not billing hours." David Cusano
"Brad has been by my side for over 3 years now representing my company. I can always count on him to have my companies best interest at heart." Kory Souza
"Brad Gucciardo was everything you could want in a very difficult situation - he delivered!" Wayne